Compliance Advisory and Technology
Drive a culture of compliance with data-driven strategies and services.
Build trust and reduce risk through effective prevention, detection, and investigation of alleged misconduct. Identify compliance risk and inefficiencies within your program using data. Promote a culture of integrity with transparent dashboards based on performance against key compliance risk indicators.
Create and execute a plan to streamline compliance through:
Assessment
Understand where your compliance or specific risk program stands.Select, Build, or Optimize
Select and configure software that ensures compliance, supports business needs, and delivers ROI.Support and Assist
Meet compliance commitments with cost-effective and experienced managed resources.Key Features
- Meet business requirements with a bespoke assessment based on compliance goals.
- Enhance compliance maturity and resiliency, inclusive of people, process, technology, data, and culture, with targeted recommendations.
- Drive efficiencies by identifying AI and other technologies that can be applied to compliance controls.
- Engage a variety of stakeholders within your organization with interviews to ascertain awareness, commitment, and risk tolerance.
- Get started on your assessment with confidence, agreed to fees, and timing.
- Execute recommendations based on prioritized one, two, and three-year goals that include timelines and complexity levels.
- Successfully evaluate and identify software that meets your functional compliance and technical IT requirements, collaborating with procurement if desired.
- Ensure software ROI through proper configuration, streamlined workflows, selective data migration, thorough testing, and comprehensive report creation.
- Meet specific business requirements that span the scope of compliance operations with expert-led, custom solutions.
- Mitigate compliance risk in growth initiatives by conducting effective pre- and post-due diligence on mergers, acquisitions, and joint ventures.
- Seamlessly onboard acquisitions with policy and training integration, systems integration, and updated reporting.
- Ensure completion of a consent decree or deferred prosecution agreement provisions with project management and compliance operations expertise.
- Raise awareness of ethical AI use among employees and third parties through a certification program.
- Free up internal teams with support from onshore, offshore, and AI resources for training, monitoring, reporting, clearing due diligence, and managing policies.
- Reduce organizational risk through the real-time identification of potential misconduct.
- Triage potential compliance red flags by connecting the dots between data points and documenting your findings.
- Ensure long-term technology performance with system administration support.
- Strengthen third-party risk management by conducting risk-based vetting and resolving potential issues before contracts are signed and ongoing monitoring.
- Identify and address root cause following compliance infractions with expert support.
- Maintain compliance policies, training, certifications, reporting, and ongoing excellence with managed services.