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CASE STUDY Automotive Solutions Company | Global

Automotive Retail Leader Strengthens Third-Party Risk Controls

Compliance Advisory and Technology


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Client Need

  •  
  • Review existing third-party due diligence procedures before moving to a new platform.
  •  Confirm whether the current process supports risk awareness and escalation.
  •  Identify control gaps and determine improvements for long‑term oversight.

Client Solutions

  •  Evaluate third-party risk assessment and due diligence programs using the Department of Justice (DOJ) Evaluation of Corporate Compliance Programs (ECCP).
  •  Capture insights on risk awareness and current practices through interviews with first-line operators.
  •  Assess control performance and reveal gaps using procedural stress tests.
  •  Fit existing infrastructure with a custom, centralized, and streamlined due diligence process.
  •  Enable employees to identify red flags and escalate issues through training and communications.
  •  Support implementation planning.

Why Epiq

  •  Confidently implement compliance programs working with senior leaders who collectively have over 100 years’ experience meeting regulatory requirements.
  •  Save time and costs by working with a single experienced partner to assess, build, and support your compliance program.

Results and Benefits

Closed gaps and ensured 100% risk ranking.

Cut review time by 45 days.

Lowered legal effort by 75%.

Reduced external reports by 95%, saving US$100K yearly.