Legal Solutions for Financial Services
Mitigate risks while reducing legal expenses and workload.
Gain a strategic advantage by partnering with a financial services practice group trusted by leading banks and institutions. Deliver faster, defensible outcomes through intelligent eDiscovery, information governance, and compliance workflows powered by AI and tailored to SEC, FINRA, and CFTC requirements.
eDiscovery and Litigation
Quickly find and produce documents to resolve litigation and reduce costs.
Regulatory Inquiries and Subpoena Response
Confidently respond to regulatory audits and subpoenas with defensible data.
Departing Employee Risk Analysis
Protect sensitive financial information during employee transitions.
Class Action and Mass Tort
Manage class action and mass tort matters with precision.
Epiq Counsel
Streamline internal processes by partnering with seasoned legal experts.
Bankruptcy and Restructuring
Reduce risk, meet regulatory obligations, and support operational continuity for financial institutions.Meet Regulatory Needs Across SEC, FINRA, and CFTC
Take control of legal risk and spend.
Leading Financial Institutions Choose Epiq
- Gain confidence in your compliance strategy by working with Epiq, recognized as the Microsoft Global Compliance Partner of the Year in 2023.
- Automate up to 80% of traditional document review workflows with Epiq AI Discovery Assistant™.
- Efficiently resolve complex regulatory and white collar matters with a global investigations team experienced in over 1000 engagements.
- Protect sensitive financial data with our ISO/IEC 27001:2013 certified data centers across the US, Europe, and Asia.
- Reduce litigation risk during employee transitions with departed employee protocols, proven through 250+ engagements analyzing over 50 TB of data.
