CASE STUDY Financial Services | United States
Financial Services Organization Meets Complex, Multiregulator Data and Production Requirements
Client Need
- Manage exponential document volume across Financial Conduct Authority (FCA), Securities and Exchange Commission (SEC), and Department of Justice (DOJ) investigations.
- Meet varying production requirements across multiple regulators.
- Operate without adding in-house capacity for large-scale data handling.
- Resolve incomplete custodian metadata across high-volume datasets.
Client Solution
- Scale processing and hosting to support regulatory demands.
- Apply structured analytics to reduce review effort and cost.
- Provide 24/7 global support to meet aggressive deadlines.
- Develop custom workflows to resolve data and metadata issues.
Why Epiq
- Bring experience supporting FCA, SEC, and DOJ requests.
- Provide expertise across processing, hosting, and regulatory workflows.
- Deliver global teams for continuous progress under tight deadlines.
- Act as a trusted partner based on prior engagements.
Results and Benefits
20 million documents processed.
US$27K cost savings per month.
Resolution of complex data challenges.